Uniform Securities Act

Results: 366



#Item
281Late-2000s financial crisis / Systemic risk / Financial regulation / 73rd United States Congress / United States Securities and Exchange Commission / Financial economics / Government / U.S. Securities and Exchange Commission / Dodd–Frank Wall Street Reform and Consumer Protection Act / Corporate resolution / State Corporation Commission / United States securities law

FORM U-2 UNIFORM CONSENT TO SERVICE OF PROCESS KNOW ALL MEN BY THESE PRESENTS: That the undersigned __________________________________________________, partnership,

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Source URL: www.securities.ok.gov

Language: English - Date: 2000-08-28 16:16:23
282Financial system / North American Securities Administrators Association / Securities Commission / Finance / Economics / Capital market / Securities market / Uniform Securities Act / Canadian securities regulation / Financial regulation / United States securities law / International Organization of Securities Commissions

Microsoft Word[removed]07BorgIOSCO-India

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Source URL: www.asc.state.al.us

Language: English - Date: 2007-04-11 18:30:59
283United States securities law / Finance / Investment / Securities / SEC filings / Securities Act / Prospectus / Security / Registration statement / United States Securities and Exchange Commission / Stock market / Financial economics

Form U-1 -- Uniform Application to Register Securities Form U1 Uniform Application to Register Securites

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Source URL: www.securities.utah.gov

Language: English - Date: 2013-09-12 21:17:30
284Financial services / Financial economics / Financial regulation / Registered Investment Advisor / Financial adviser / Investment Advisers Act / Uniform Investment Adviser Law Exam / Financial planner / Uniform Combined State Law Exam / United States securities law / Finance / Business

RULE Office of the Governor Office of Financial Institutions Investment Adviser Registration Procedure (LAC 10:XIII[removed]The Office of the Governor, Office of Financial Institutions, in accordance with the

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Source URL: www.ofi.state.la.us

Language: English - Date: 2008-12-04 10:42:35
285Healthcare in the United States / Data privacy / Health Insurance Portability and Accountability Act / Privacy law / Medical prescription / Health insurance / Health care / Medicare / TRICARE / Health / Medicine / Publicly funded health care

VERMONT DEPARTMENT OF BANKING, INSURANCE, SECURITIES AND HEALTH CARE ADMINISTRATION REGULATION H[removed]Vermont Healthcare Claims Uniform Reporting and Evaluation System (“VHCURES”) Table of Contents

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Source URL: gmcboard.vermont.gov

Language: English - Date: 2013-06-18 09:16:22
286Stock market / SEC filings / United States securities law / Securities / United States Securities and Exchange Commission / Securities Act / Prospectus / Unit investment trust / U.S. Securities and Exchange Commission / Financial economics / Investment / Finance

Uniform Investment Company Notice Filing Please Read Instructions Prior to Filling Out Form State File No. ______________ Notice to the State/Commonwealth of __________________________________________________

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Source URL: www.securities.utah.gov

Language: English - Date: 2013-09-12 21:17:25
287Late-2000s financial crisis / Systemic risk / Financial regulation / 73rd United States Congress / United States Securities and Exchange Commission / Financial economics / Government / U.S. Securities and Exchange Commission / Dodd–Frank Wall Street Reform and Consumer Protection Act / Corporate resolution / State Corporation Commission / United States securities law

FORM U-2 UNIFORM CONSENT TO SERVICE OF PROCESS

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Source URL: www.dfi.wa.gov

Language: English - Date: 2006-02-10 20:10:17
288United States securities law / Financial economics / Stock market / Business / 73rd United States Congress / Securities Act / Prospectus / U.S. Securities and Exchange Commission / EDGAR / SEC filings / United States Securities and Exchange Commission / Finance

Uniform Investment Company Notice Filing Please Read Instructions Prior to Filing out Form State File No. __________________ Notice to the State/Commonwealth of ______________________________________________

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Source URL: www.dfi.wa.gov

Language: English - Date: 2005-06-01 18:08:14
289Finance / 73rd United States Congress / United States Securities and Exchange Commission / Investment / SEC filings / Securities Act / Security / Regulation S-K / United States securities law / Stock market / Financial economics

STATE OF UTAH Department of Commerce Division of Securities Form 11 Application for Hearing for Certain Exchanges of Securities Under Section[removed]of the Utah Uniform Securities Act

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Source URL: www.securities.utah.gov

Language: English - Date: 2013-09-12 21:17:16
290United States securities law / Financial economics / Stock market / Business / 73rd United States Congress / Securities Act / Prospectus / U.S. Securities and Exchange Commission / EDGAR / SEC filings / United States Securities and Exchange Commission / Finance

UNIFORM INVESTMENT COMPANY NOTICE FILING Please Read Instructions Prior To Filling Out Form State File No. Notice to the State/Commonwealth of

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Source URL: www.scc.virginia.gov

Language: English - Date: 2007-10-24 14:54:14
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